Unclaimed
Paul Jeng is a financial advisor with Guggenheim Securities, LLC. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Paul has been in the financial services industry since May 26, 2020. Paul holds the following licenses: Series 63, Series 86, Series 87, and the SIE. Paul is registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/27/2020 - Present
Guggenheim Securities, LLC (BOSTON MA)
BC
Issued 06/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/02/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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