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Paul Jeffrey Roche

Putnam Investment Management, LLC

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About Paul Jeffrey Roche

Paul Jeffrey Roche is an active investment advisor representative with Putnam Investment Management, LLC. Paul is registered with the state of Massachusetts. Paul Roche has been in the securities industry since 1999. Paul has previously been employed at Putnam Retail Management Limited Partnership, NYLIFE Securities Inc., ASSENT LLC, Moors & Cabot, Inc., and Dresdner Kleinwort Benson North America LLC.

Firm Information

Paul Roche is currently registered with Putnam Investment Management, LLC. Putnam Investment Management, LLC is a Boston, MA-based investment firm with over $85 billion in regulatory assets under management. They offer a variety of portfolio management services for individuals, investment companies, and pooled investment vehicles. The firm also has a wrap fee program and serves a wide range of client types, including corporations, individuals, state and municipal governments, charitable organizations, and investment companies.
Putnam Investment Management, LLC

100 FEDERAL ST

BOSTON, MA 02110

$85.21B

Assets Under Management

24

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Paul Roche’s Registration & Firm History

MA

02/01/2008 - Present

Putnam Investment Management, LLC (BOSTON MA)

MA

04/11/2006 - 07/02/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

NY

09/12/2005 - 03/10/2006

NYLIFE SECURITIES INC. (NEW YORK NY)

IL

08/05/2004 - 02/18/2005

ASSENT LLC (BOLINGBROOK IL)

MA

07/20/1999 - 08/09/2004

MOORS & CABOT, INC. (BOSTON MA)

NY

06/04/1998 - 07/28/1999

DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Jeffrey Roche.
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