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Paul Jeffery Bates

American Global Wealth Management, Inc.

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About Paul Jeffery Bates

Paul Bates is a financial advisor with over 25 years of experience in the financial services industry. Paul currently works at American Global Wealth Management, Inc. in McDonough, GA. Paul has a strong track record of success in helping clients achieve their financial goals. Paul has obtained his Series 7, Series 6, and Series 63 securities licenses, along with the SIE exam and his Series 65 Investment Advisor license. Paul has also held previous positions with firms like PLANMEMBER SECURITIES CORPORATION, CBIZ FINANCIAL SOLUTIONS, INC., NATIONAL PLANNING CORPORATION, NATIONWIDE INVESTMENT SERVICES CORPORATION, W. S. GRIFFITH & CO., INC., and PHOENIX EQUITY PLANNING CORPORATION. Paul is currently registered in Florida, Georgia, and South Carolina.

Firm Information

Paul Bates is currently registered with American Global Wealth Management, Inc.. American Global Wealth Management, Inc. is a corporation formed in February 1977. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Bates’s Registration & Firm History

GA

05/03/2017 - Present

American Global Wealth Management, Inc. (McDonough GA)

GA

01/07/2009 - 05/01/2017

PLANMEMBER SECURITIES CORPORATION (ATLANTA GA)

GA

04/01/2005 - 12/31/2008

CBIZ FINANCIAL SOLUTIONS, INC. (ATLANTA GA)

CA

06/07/2000 - 04/01/2005

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

OH

11/21/1994 - 03/31/2000

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

CT

06/07/1993 - 12/16/1993

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CT

12/11/1991 - 06/07/1993

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

IA

Issued 06/30/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/10/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Jeffery Bates. Review regulatory record here.
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