Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Jay Resnik is an investment advisor representative with Round Rock Advisors LLC in Wilton, Connecticut. Paul has been in the securities industry for over 30 years, starting his career with E.F. Hutton & Company Inc. in 1981. Paul has also held positions at Paine Webber Mitchell Hutchins Inc., Shearson Loeb Rhoades Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Lehman Brothers Inc. Paul is a Chartered Financial Analyst (CFA) and has Series 7, 16, 24, 63, 65, and 87 securities licenses. Paul provides financial planning, portfolio management for individuals, and selection of other advisers. Paul also provides pension consulting. Paul has experience working with high-net-worth individuals, charitable organizations, and corporations. Paul specializes in investments and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/17/2022 - Present
Round Rock Advisors LLC (WILTON CT)
NY
02/01/2013 - 10/17/2013
MERRIMAN CAPITAL, INC. (NEW YORK NY)
NY
05/07/2009 - 01/12/2011
OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)
NY
08/01/2003 - 11/24/2003
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
07/30/2002 - 06/23/2003
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
01/17/2002 - 04/14/2002
ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)
NY
06/12/1997 - 01/14/2002
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
NY
11/08/1999 - 08/16/2000
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
12/04/1996 - 07/14/1997
THE HIGHLAND CAPITAL GROUP, INC. (NEW YORK NY)
NY
09/07/1993 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/07/1988 - 09/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/13/1981 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
04/29/1980 - 07/15/1981
PAINE WEBBER MITCHELL HUTCHINS INC.
NA
07/09/1979 - 04/14/1980
SHEARSON LOEB RHOADES INC.
NA
08/25/1978 - 07/09/1979
LOEB PARTNERS
NA
09/26/1978 - 12/03/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/15/1975 - 09/26/1978
WHITE, WELD & CO. INCORPORATED
NA
03/01/1974 - 01/15/1975
G. H. WALKER, LAIRD INCORPORATED
NA
04/06/1973 - 04/16/1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
06/15/1972 - 05/27/1973
SHEARSON, HAMMILL & CO., INCORPORATED
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/22/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1980
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/12/1972
Series 000 - General Securities Principal Examination
BC
Issued 06/12/1972
Series 1 - Registered Representative Examination
Active
Inactive
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