Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Jason Smith is an investment advisor representative at Osaic Wealth, Inc. Paul has been in the industry since 1985 and has worked at several firms including National Planning Corporation, Royal Alliance Associates, Inc. and Nathan & Lewis Securities, Inc. Paul is licensed to provide financial advice in 28 states. Paul holds the following securities licenses: Series 7, Series 6, Series 22, Series 63 and Series 66. In addition to providing investment advice, Paul is also a registered insurance agent and owns Sanders Smith Ltd., a company that leases office space and provides traditional insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (TARRYTOWN NY)
CA
02/22/2000 - 03/08/2006
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
11/01/1995 - 03/02/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
04/16/1992 - 11/02/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
PA
04/03/1985 - 05/04/1992
CIGNA SECURITIES, INC. (RADNOR PA)
BOTH
Issued 05/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/02/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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