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Paul Jason Baessler

Cetera Advisors LLC

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About Paul Jason Baessler

Paul Baessler is a financial advisor with over 20 years of experience in the financial services industry. Paul is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Paul has held previous registrations with AXOS CLEARING LLC, Fidelity Brokerage Services LLC, National Financial Services LLC and TD Ameritrade Clearing, Inc. Paul holds FINRA Series 7, 9, 10, 24, 63, 99TO and SIE licenses. Paul has expertise in providing financial guidance to individual investors and small businesses. Paul is committed to providing his clients with the highest level of service and expertise.

Firm Information

Paul Baessler is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Baessler’s Registration & Firm History

MN

08/17/2023 - Present

Cetera Advisors LLC (ST CLOUD MN)

NE

04/05/2021 - 07/27/2023

AXOS CLEARING LLC (Omaha NE)

TX

10/02/2012 - 08/28/2020

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

10/02/2012 - 08/28/2020

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

NE

02/13/2012 - 07/18/2012

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

11/12/2010 - 02/29/2012

TD AMERITRADE, INC. (BELLEVUE NE)

FL

06/16/1998 - 10/26/2010

CHARLES SCHWAB & CO., INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 03/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2007

Series 24 - General Securities Principal Examination

BC

Issued 05/01/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/04/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Jason Baessler.
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