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Paul Jason Anderson

BA Securities, LLC

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About Paul Jason Anderson

Paul Anderson is a financial advisor with over 16 years of experience in the financial services industry. Paul Anderson is currently registered with BA Securities, LLC and is licensed to provide securities and investment advisory services in several states. Paul Anderson has also previously held positions at UBS Securities LLC, RBC Capital Markets, LLC, and Wachovia Capital Markets, LLC. Paul Anderson's areas of expertise include investment banking, operations and general securities. Paul Anderson holds several industry licenses and designations, including Series 7, Series 24, Series 63, Series 79TO, Series 99TO and the SIE Exam.

Firm Information

Paul Anderson is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Anderson’s Registration & Firm History

PA

02/22/2019 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/29/2016 - 02/22/2019

PURSUIT MERCHANT SECURITIES LLC (New York NY)

PA

08/31/2015 - 07/07/2016

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

NY

06/24/2011 - 05/04/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CA

12/20/2007 - 04/08/2010

UBS SECURITIES LLC (LOS ANGELES CA)

NC

11/21/2005 - 07/10/2007

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

VA

03/18/2005 - 11/08/2005

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

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Licenses & Designations

BC

Issued 12/21/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Jason Anderson. Review regulatory record here.
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