Unclaimed
Paul James Yerman is a financial advisor with over 7 years of experience in the industry. Paul is registered with the state of Arizona and holds Series 6, 7 and 63 licenses, and the SIE exam. He is currently employed by Vanguard Marketing Corp. and has a branch office location in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
05/19/2015 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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