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Paul James Pierce

Ameriprise Financial Services, LLC

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About Paul James Pierce

Paul James Pierce is a financial advisor with over 30 years of experience in the financial services industry. Pierce is currently registered with Ameriprise Financial Services, LLC in Hadley, MA. Previously, Pierce was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Quick & Reilly, Inc., BankBoston Investor Services, Inc., Liberty Securities Corporation, Everen Securities, Inc., Westcap Government Securities, Inc., Westcap Securities, L.P., and Rauscher Pierce Refsnes, Inc.

Firm Information

Paul Pierce is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Pierce’s Registration & Firm History

MA

01/20/2022 - Present

Ameriprise Financial Services, LLC (HADLEY MA)

MA

10/23/2009 - 11/12/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MA)

MA

10/20/2004 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (NORTHAMPTON MA)

NY

08/30/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

MA

03/15/1998 - 09/06/2000

BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)

NY

07/30/1996 - 02/23/1998

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

MO

12/16/1993 - 06/07/1995

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

07/13/1989 - 08/24/1994

WESTCAP GOVERNMENT SECURITIES, INC.

NA

07/25/1987 - 08/24/1994

WESTCAP GOVERNMENT SECURITIES, INC.

NA

07/13/1989 - 12/18/1993

WESTCAP SECURITIES, L.P.

TX

12/01/1986 - 12/18/1993

WESTCAP SECURITIES, L.P. (HOUSTON TX)

TX

12/24/1987 - 07/03/1989

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 11/19/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul James Pierce.
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