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Paul James Molter

BGC Financial, LP

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About Paul James Molter

Paul Molter is a financial professional with over 35 years of experience in the industry. Paul is currently registered with BGC Financial, LP and holds Series 7, 24, 55, 57TO, and SIE licenses. Paul's previous employers include Tullett Liberty Securities LLC, Tradition Asiel Securities Inc., Liberty Brokers, Cedar Street Securities Corp., Mabon, Nugent & Co., Gintelco, Inc., Gintel & Co., and Dean Witter Reynolds Inc. Paul is licensed in five states including California, Connecticut, Florida, New Jersey, and New York.

Firm Information

Paul Molter is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Molter’s Registration & Firm History

NY

09/21/2009 - Present

BGC Financial, LP (NEW YORK NY)

NY

08/22/1995 - 10/19/2009

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NY

11/08/2000 - 11/17/2000

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

11/15/1995 - 12/05/1996

LIBERTY BROKERS (NEW YORK NY)

NY

04/30/1991 - 08/18/1995

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

NA

08/09/1989 - 04/30/1991

MABON, NUGENT & CO.

NA

07/18/1985 - 08/10/1989

GINTELCO, INC.

NA

12/11/1984 - 06/29/1985

GINTEL & CO.

NA

02/24/1984 - 07/27/1984

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 02/28/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul James Molter.
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