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Paul James Manning

Lincoln Financial Distributors, Inc.

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About Paul James Manning

Paul James Manning is a financial professional with over 19 years of experience in the industry. Currently, Paul is registered with Lincoln Financial Distributors, Inc. Paul holds the Series 6, Series 63, and SIE licenses. Prior to joining Lincoln Financial Distributors, Inc., Paul has held roles at GWFS EQUITIES, INC., METLIFE INVESTORS DISTRIBUTION COMPANY, CAPITAL BROKERAGE CORPORATION, and PLANCO FINANCIAL SERVICES, INC.

Firm Information

Paul Manning is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Manning’s Registration & Firm History

PA

09/17/2019 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

CO

10/28/2016 - 03/29/2019

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

NY

03/31/2009 - 09/30/2016

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

VA

03/03/2005 - 03/23/2009

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

CT

06/11/2003 - 01/19/2005

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/11/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul James Manning.
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