Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul James Lium is a financial advisor with over 20 years of experience in the financial industry. He is currently registered with Voya Financial Advisors, Inc. and Voya Retirement Advisors, LLC. Paul holds a Series 6, Series 26, Series 63 and Series 65 licenses, as well as the SIE Exam. Paul has held previous registrations with Nationwide Investment Services Corporation, ING Financial Advisors, LLC, and Pruco Securities Corporation. Paul specializes in providing financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
12/17/2020 - Present
Voya Financial Advisors, Inc. (Albuquerque NM)
NM
10/02/2003 - 09/04/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (SANTA FE NM)
CT
11/24/1999 - 10/01/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NJ
09/02/1998 - 08/28/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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