Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Johnson is a financial advisor who has been working in the securities industry since 2008. Paul is currently registered with Wells Fargo Securities, LLC and is licensed to sell securities in 53 states and the District of Columbia. Paul has a strong background in investment banking and holds the Series 7, Series 79TO, and SIE licenses. Paul is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/21/2021 - Present
Wells Fargo Securities, LLC (Irvine CA)
NY
11/01/2010 - 05/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/03/2008 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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