Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Higgins is a financial advisor with UBS Financial Services Inc. with over 25 years of experience in the financial industry. Paul specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Paul is a registered representative in 47 states and is also a registered investment advisor in Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
05/15/2007 - Present
UBS Financial Services Inc. (ROANOKE VA)
VA
02/21/2006 - 05/25/2007
CITIGROUP GLOBAL MARKETS INC. (ROANOKE VA)
MD
05/19/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
08/02/1995 - 06/16/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
VA
05/04/1994 - 08/03/1995
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
TN
01/03/1994 - 05/02/1994
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
NC
05/28/1993 - 01/03/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
07/29/1992 - 05/28/1993
DOMINION INVESTMENT BANKING, INC.
IA
Issued 09/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Higgins is the right advisor for you? Invested Better is here to help.
