Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Farrell is a securities professional with over 10 years of experience in the financial services industry. Paul currently works at Mizuho Securities USA LLC. Paul has previously held roles at BNP Paribas Securities Corp. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/29/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/23/2013 - 07/03/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/06/2010 - 04/29/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
04/10/2008 - 08/04/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
05/22/2007 - 10/10/2007
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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