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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul James Duwors is an Investment Advisor Representative with Cerity Partners LLC. Paul James Duwors has over 10 years of experience in the financial services industry. Paul James Duwors is registered with the state of New York. Paul James Duwors previously worked at Jefferies LLC and UBS Securities LLC. Paul James Duwors has passed the Series 63, Series 65, Series 7, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/05/2023 - Present
Cerity Partners LLC (New York NY)
NY
12/19/2013 - 11/13/2015
JEFFERIES LLC (NEW YORK NY)
NY
11/10/2010 - 12/04/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 08/18/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/30/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/09/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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