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Paul Jacob Kruger

Ashton Thomas Securities, LLC

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About Paul Jacob Kruger

Paul Jacob Kruger is a financial advisor registered with Ashton Thomas Securities, LLC and has been active in the industry since January 15, 1992. Paul Jacob Kruger is also registered with the following firms: UVEST FINANCIAL SERVICES GROUP, INC., ESSEX NATIONAL SECURITIES, INC., HSBC BROKERAGE (USA) INC., PRUCO SECURITIES CORPORATION, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Paul Jacob Kruger specializes in providing financial planning and portfolio management services. Paul Jacob Kruger has a strong track record in the financial services industry and is committed to providing clients with the highest level of service and expertise.

Firm Information

Paul Kruger is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Kruger’s Registration & Firm History

NY

09/06/2021 - Present

Ashton Thomas Securities, LLC (AMSTERDAM NY)

NY

01/28/2005 - 06/19/2006

UVEST FINANCIAL SERVICES GROUP, INC. (AMSTERDAM NY)

CA

05/28/2002 - 02/08/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

08/24/1995 - 05/02/2002

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NJ

06/29/1993 - 09/01/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MA

11/11/1991 - 05/18/1993

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/11/1991 - 05/18/1993

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/30/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Jacob Kruger.
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