Unclaimed
Paul Jacob Kruger is a financial advisor registered with Ashton Thomas Securities, LLC and has been active in the industry since January 15, 1992. Paul Jacob Kruger is also registered with the following firms: UVEST FINANCIAL SERVICES GROUP, INC., ESSEX NATIONAL SECURITIES, INC., HSBC BROKERAGE (USA) INC., PRUCO SECURITIES CORPORATION, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Paul Jacob Kruger specializes in providing financial planning and portfolio management services. Paul Jacob Kruger has a strong track record in the financial services industry and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/06/2021 - Present
Ashton Thomas Securities, LLC (AMSTERDAM NY)
NY
01/28/2005 - 06/19/2006
UVEST FINANCIAL SERVICES GROUP, INC. (AMSTERDAM NY)
CA
05/28/2002 - 02/08/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/24/1995 - 05/02/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
06/29/1993 - 09/01/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
11/11/1991 - 05/18/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/11/1991 - 05/18/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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