Unclaimed
Paul J. Vogt is a financial advisor with PCE Investment Bankers, Inc. in WINTER PARK, FL. Paul has been a registered representative for 1 year, and has passed the Series 63, SIE, and Series 79 exams. Paul previously worked with Houlihan Lokey Capital, Inc. in ATLANTA, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/18/2018 - Present
PCE Investment Bankers, Inc. (WINTER PARK FL)
GA
07/07/2017 - 08/30/2018
HOULIHAN LOKEY CAPITAL, INC. (ATLANTA GA)
BC
Issued 04/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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