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Paul J Pantano

Park Avenue Securities LLC

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About Paul J Pantano

Paul Pantano is a financial advisor registered with Park Avenue Securities LLC since February 2007. Paul has been in the financial industry since 1999. In addition to his work at Park Avenue Securities LLC, Paul also provides seasonal tax preparation services. Paul holds Series 6, 7, 63, and 66 licenses, and is a Chartered Financial Consultant. Paul has provided financial advice to a variety of client types including individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Paul also provides financial planning and educational seminars to clients.

Firm Information

Paul Pantano is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Pantano’s Registration & Firm History

PA

04/13/2011 - Present

Park Avenue Securities LLC (PITTSBURGH PA)

PA

07/03/2002 - 02/02/2007

METLIFE SECURITIES INC. (PITTSBURGH PA)

PA

07/03/2002 - 02/02/2007

METROPOLITAN LIFE INSURANCE COMPANY (PITTSBURGH PA)

WI

05/26/1999 - 07/02/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

06/30/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 09/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2004

Series 7 - General Securities Representative Examination

BC

Issued 05/25/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Paul J Pantano. Review regulatory record here.
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