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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul J. Kommer has been in the financial services industry since 1988. Paul is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has also held previous roles at BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY & CO., INCORPORATED, BA INVESTMENT SERVICES, INC., FINANCIAL HORIZONS SECURITIES CORPORATION, CITICORP INVESTMENT SERVICES, FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC., CALVERT SECURITIES CORPORATION, JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. Paul is a Certified Financial Planner and has earned Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/26/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CREEK CA)
CA
06/08/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALAMO CA)
CA
05/18/2007 - 06/11/2007
MORGAN STANLEY & CO., INCORPORATED (WALNUT CREEK CA)
CA
07/12/1999 - 05/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALAMO CA)
CA
11/07/1994 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
08/27/1993 - 12/05/1994
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
01/20/1993 - 11/17/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
08/27/1993 - 02/03/1994
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
MD
09/19/1990 - 01/08/1993
CALVERT SECURITIES CORPORATION (BETHESDA MD)
MA
09/28/1988 - 09/12/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/28/1988 - 09/12/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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