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Paul J Horowitz

J.p. Morgan Securities LLC

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About Paul J Horowitz

Paul Horowitz is a financial professional with over 28 years of experience in the industry. Currently, Paul is a Registered Representative at J.p. Morgan Securities LLC, where they have been employed since October 2008. Paul has held previous positions at Bear, Stearns & Co. Inc., Nomura Securities International, Inc., and NatWest Securities Corporation. Their areas of expertise include securities, financial planning, and portfolio management for individuals and businesses.

Firm Information

Paul Horowitz is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Paul Horowitz’s Registration & Firm History

NY

10/01/2008 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

06/03/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/07/2003 - 06/03/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/02/1994 - 07/09/2003

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/07/1994 - 11/29/1994

NATWEST SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/16/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2008

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/06/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/26/1994

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul J Horowitz.
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