Unclaimed
Paul Horowitz is a financial professional with over 28 years of experience in the industry. Currently, Paul is a Registered Representative at J.p. Morgan Securities LLC, where they have been employed since October 2008. Paul has held previous positions at Bear, Stearns & Co. Inc., Nomura Securities International, Inc., and NatWest Securities Corporation. Their areas of expertise include securities, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/03/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/07/2003 - 06/03/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/02/1994 - 07/09/2003
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/07/1994 - 11/29/1994
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1994
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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