Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Colligan is an investment advisor representative with Oppenheimer & Co. Inc. Paul has been in the industry since May 1, 1987 and has experience with both individuals and businesses. Paul has a strong background in financial planning, portfolio management, and pension consulting. Paul is registered with the state of Connecticut, New York, and Texas. Paul currently works out of Oppenheimer & Co. Inc.'s office in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
11/03/2016 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
CT
06/01/2009 - 03/10/2014
MORGAN STANLEY (GREENWICH CT)
CT
12/14/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GREENWICH CT)
CT
01/13/2001 - 12/19/2007
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
MD
11/19/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
01/28/1995 - 12/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/06/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
11/09/1988 - 04/13/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
04/29/1987 - 11/05/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 10/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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