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Paul J Anderson

National Financial Services LLC

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About Paul J Anderson

Paul Anderson is a financial professional with over 15 years of experience in the industry. Paul has been registered with National Financial Services LLC since April 2018. Previously, Paul worked at Fidelity Brokerage Services LLC from January 2009 to March 2018, and National Financial Services LLC from October 2007 to November 2008. Paul holds the Series 7 and SIE licenses and is a registered representative with FINRA.

Firm Information

Paul Anderson is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Anderson’s Registration & Firm History

RI

04/19/2018 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

01/06/2009 - 03/23/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/02/2007 - 11/05/2008

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

01/01/2007 - 09/07/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul J Anderson.
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