Unclaimed
Paul Ivan Bowen is a registered representative with Bowen, Inc., a broker-dealer headquartered in Boston, MA. Paul joined the firm on June 5, 2007, and has been a registered representative for over 15 years. Paul is currently licensed in California, Florida, Georgia, Maryland, and Massachusetts. Paul holds multiple licenses and has passed several exams including the General Securities Representative Examination, General Securities Principal Examination, Introducing Broker/Dealer Financial Operations Principal Examination, and the Compliance Officer Examination. Paul has worked in the securities industry since May 26, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/05/2007 - Present
Bowen, Inc. (BOSTON MA)
CA
07/17/2001 - 07/25/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 02/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/19/2007
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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