Unclaimed
Paul Morris is a registered representative with Vntr Securities LLC. Paul has been in the securities industry since August 12, 2019. Paul is registered with the state of New York and holds the Series 79TO, Series 63 and SIE licenses. Previously, Paul was employed by Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/12/2021 - Present
Vntr Securities LLC (NEW YORK NY)
NY
08/12/2019 - 08/10/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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