Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Hyun seung Lee is a financial advisor with Tradier Brokerage, Inc. Paul has over 28 years of experience in the financial services industry. Paul holds Series 4, 6, 7, 14, 24, 55, 57, 63, 79 and 99 licenses and is registered in Indiana, New Jersey and North Carolina. Paul has previously been employed by Regal Securities, Inc., Gruntal & Co. Incorporated, Euro-Atlantic Securities Inc. and Fortis Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/08/2014 - Present
Tradier Brokerage, Inc. (CHARLOTTE NC)
IL
11/06/1995 - 12/09/2013
REGAL SECURITIES, INC. (GLENVIEW IL)
NY
01/20/1995 - 10/11/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
FL
11/09/1994 - 02/24/1995
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
MN
06/20/1994 - 07/08/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/08/1999
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/03/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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