Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Hwang is a registered representative with Santander US Capital Markets LLC. Paul has been in the financial services industry since August 22, 2012. Paul has a Series 63, Series 7, Series 79, and SIE license. Paul is currently registered in California and has been a registered representative with Santander US Capital Markets LLC since June 17, 2024. Previously, Paul worked at Moelis & Company LLC and Houlihan Lokey Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/17/2024 - Present
Santander US Capital Markets LLC (San Francisco CA)
CA
01/20/2015 - 06/07/2024
MOELIS & COMPANY LLC (SAN FRANCISCO CA)
CA
08/14/2012 - 01/30/2015
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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