Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Hunt Espey is a financial advisor with Arete Wealth Advisors, LLC. Paul has over 18 years of experience in the financial services industry. Paul is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7, 63, and 65 licenses. Paul has been registered with the Securities and Exchange Commission (SEC) since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
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2
IL
09/05/2012 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
IA
02/29/2012 - 08/24/2012
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
02/02/2012 - 03/06/2012
LPL FINANCIAL LLC (WEST DES MOINES IA)
IA
12/11/2006 - 02/02/2012
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
NV
09/08/2006 - 11/14/2006
MORGAN STANLEY DW INC. (LAS VEGAS NV)
IA
06/08/2005 - 07/28/2006
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
CT
03/12/2004 - 06/09/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
Issued 10/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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