Unclaimed
Paul Soener is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Paul has been working in the financial services industry since 2010. Paul is registered with the state of Iowa as a Registered Representative. Paul works out of the West Des Moines branch office of Northwestern Mutual Investment Services, LLC. In addition to Paul's role at Northwestern Mutual Investment Services, LLC, Paul may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
11/21/2012 - Present
Northwestern Mutual Investment Services, LLC (W Des Moines IA)
IA
04/30/2010 - 06/22/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
10/12/2009 - 02/03/2010
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
BOTH
Issued 11/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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