Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Moy has been in the financial services industry since March 1978. Paul is currently registered with SPC and has previously been registered with several other firms including David A. Noyes & Company, Howe Barnes Investments, Inc., First Union Securities, Inc., and Blunt Ellis & Loewi Incorporated. Paul holds the Series 63, SIE, Series 15, Series 5, and Series 7 licenses. Paul is also a Certified Financial Planner. Paul is a licensed insurance agent and a trustee for their own trust. Paul is a notary public in Cook County, Illinois and offers notary services when requested. Paul also operates a DBA - Touch Financial Group, in Northfield, Illinois, offering financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
09/19/2011 - Present
SPC (ANN ARBOR MI)
IN
06/17/2004 - 09/19/2011
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
IL
04/26/2002 - 07/16/2004
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
MO
09/04/1990 - 04/30/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
08/09/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NY
03/27/1978 - 08/19/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 01/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 02/12/1982
Series 5 - Interest Rate Options Examination
BC
Issued 03/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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