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Paul Henry Tietz

Mizuho Securities USA LLC

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About Paul Henry Tietz

Paul Henry Tietz is a financial advisor with Mizuho Securities USA LLC. Paul has been in the industry since 2009 and has a Series 7, Series 24, and Series 63 license. Paul has worked at Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., and Mizuho Securities USA LLC. Paul holds a bachelor's degree from Syracuse University. He is also a member of the New York Society of Security Analysts.

Firm Information

Paul Tietz is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Tietz’s Registration & Firm History

NY

03/28/2017 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/09/2014 - 03/28/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/01/2011 - 06/16/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/28/2008 - 07/16/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Henry Tietz.
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