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Paul Henry Barrett

Tradeweb Direct LLC

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About Paul Henry Barrett

Paul Barrett is a securities professional with over 20 years of experience in the financial industry. Paul is currently registered with Tradeweb Direct LLC and holds licenses for Series 7, Series 63, and Series 7TO. Paul has previously worked with LBBW Securities, LLC, Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Banc of America Securities LLC, Instinet Fixed Income Inc., Instinet Corporation, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States.

Firm Information

Paul Barrett is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Barrett’s Registration & Firm History

NY

10/06/2010 - Present

Tradeweb Direct LLC (GARDEN CITY NY)

NY

08/22/2007 - 11/25/2008

LBBW SECURITIES, LLC (NEW YORK NY)

NY

05/14/2004 - 05/09/2007

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/14/2004 - 10/13/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

07/23/2002 - 05/18/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

03/01/2000 - 05/31/2002

INSTINET FIXED INCOME INC. (NEW YORK NY)

NY

08/25/1999 - 07/27/2000

INSTINET CORPORATION (NEW YORK NY)

NY

05/13/1999 - 07/07/1999

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

05/13/1999 - 07/07/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

06/09/1994 - 07/08/1998

EASTBRIDGE CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Henry Barrett.
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