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Paul Harvey Raymond

BMO Capital Markets Corp.

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About Paul Harvey Raymond

Paul Harvey Raymond is a financial professional with over 16 years of experience in the industry. Currently, Paul Raymond is registered with BMO Capital Markets Corp. and is located in New York, NY. Paul Raymond has also been previously registered with MERRILL LYNCH PROFESSIONAL CLEARING CORP. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Paul Raymond holds several licenses and certifications, including Series 63, Series 24, Series 99TO, Series 7TO, SIE, and Series 7.

Firm Information

Paul Raymond is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Paul Raymond’s Registration & Firm History

NY

12/05/2023 - Present

BMO Capital Markets Corp. (New York NY)

NY

09/01/2015 - 05/06/2021

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

12/20/2010 - 04/07/2014

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

09/21/2006 - 04/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/23/2024

Series 99TO - Operations Professional Examination

BC

Issued 11/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Harvey Raymond.
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