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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Harrigan is an investment advisor representative with Wharton Midmarket Investment Advisors Inc. in Woodbridge, CT. Paul has been in the industry since 2012 and has experience in various financial services areas including investment banking and management consulting. Paul has a Series 7, Series 24, Series 52, Series 53, Series 63, Series 66, and Series 99TO. Paul is registered with the state of Connecticut and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
01/12/2021 - Present
Wharton Midmarket Investment Advisors Inc. (WOODBRIDGE CT)
TX
10/10/2012 - 11/13/2013
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
CA
03/19/2012 - 10/11/2012
FALLBROOK CAPITAL SECURITIES CORP. (CALABASAS CA)
BOTH
Issued 04/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 04/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/14/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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