Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Haley is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the industry since 2018 and has a diverse background in financial services. Paul has also worked at firms including Robinhood Financial, LLC and Ameriprise Financial Services, LLC. Paul holds the Series 7, Series 66, and SIE licenses, as well as registrations in 53 states. Paul provides a range of services, including portfolio management for individuals and businesses, selection of other advisors, pension consulting, and educational seminars. Paul also specializes in investment strategies for high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/05/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
01/03/2022 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
07/19/2021 - 11/26/2021
AMERIPRISE FINANCIAL SERVICES, LLC (RALEIGH NC)
NC
09/19/2017 - 07/20/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DURHAM NC)
BOTH
Issued 12/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Paul Haley is the right advisor for you? Invested Better is here to help.
