Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Schott is a financial advisor with LPL Financial LLC. Paul has been in the financial services industry since 2001 and has a broad range of experience, having worked with Edward Jones, Pruco Securities, LLC, and other firms. Paul is a registered representative and investment advisor representative and holds Series 7, 24, 53, 63, and 65 licenses. Paul specializes in financial planning, portfolio management, and consulting. Paul is committed to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/09/2023 - Present
LPL Financial LLC (NEW HAVEN CT)
CT
09/01/2017 - 11/09/2023
EDWARD JONES (New Haven CT)
NJ
04/29/2014 - 01/13/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
02/20/2014 - 04/16/2014
LPL FINANCIAL LLC (WINDSOR LOCKS CT)
CT
04/01/2013 - 06/20/2013
DAVID LERNER ASSOCIATES, INC. (WESTPORT CT)
CT
08/16/2007 - 11/07/2008
UVEST FINANCIAL SERVICES GROUP, INC. (WILTON CT)
CT
04/18/2006 - 08/20/2007
ALLSTATE FINANCIAL SERVICES, LLC (DARIEN CT)
CA
03/09/2005 - 12/02/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
10/20/2004 - 02/18/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/06/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
TN
12/04/2001 - 08/04/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CT
06/19/2000 - 11/07/2001
INFINEX INVESTMENTS, INC. (MERIDEN CT)
IL
12/09/1996 - 06/13/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/24/1995 - 11/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/11/1993 - 03/10/1995
GKN SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 09/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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