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Paul H Dumaine

Ladenburg Thalmann & Co. Inc.

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About Paul H Dumaine

Paul Dumajne is a financial professional with over 10 years of experience in the industry. Paul is currently registered with Ladenburg Thalmann & Co. Inc., where he holds the Series 99 and SIE licenses. Previously, Paul was registered with United Capital Markets, Inc. from 2012-2013.

Firm Information

Paul Dumaine is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Dumaine’s Registration & Firm History

NY

03/13/2013 - Present

Ladenburg Thalmann & Co. Inc. (MELVILLE NY)

FL

05/04/2012 - 01/11/2013

UNITED CAPITAL MARKETS, INC. (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul H Dumaine.
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