Unclaimed
Paul Grundy is a financial professional registered with Deutsche Bank Securities Inc. Paul is licensed to provide financial advice in the state of Florida. Paul has been in the industry since December 1, 2018. Paul holds a Series 7TO, Series 63, and SIE license, demonstrating knowledge in general securities, state law, and the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
12/14/2021 - Present
Deutsche Bank Securities Inc. (MIAMI FL)
BC
Issued 01/04/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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