Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Grover is a financial professional with over 30 years of experience in the industry. Paul is currently registered with Osaic Institutions, Inc. and has held previous registrations with SWBC Investment Services, LLC, Financial Network Investment Corporation, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, and Prudential Securities Incorporated. Paul has passed the Series 3, 7, 63, and 65 exams, as well as the SIE exam. Paul's registrations include state registrations in Alabama, Alaska, Arkansas, California, Florida, Georgia, Louisiana, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nebraska, New Mexico, New York, North Carolina, Ohio, Oklahoma, South Carolina, Texas, and West Virginia. Paul provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/20/2024 - Present
Osaic Institutions, Inc. (Texas City TX)
TX
01/03/2007 - 02/26/2024
SWBC INVESTMENT SERVICES, LLC (ALVIN TX)
TX
03/04/1997 - 12/31/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (GALVESTON TX)
NJ
01/28/1995 - 01/22/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/16/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/28/1993 - 09/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1993
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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