Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Graafsma is a financial advisor currently registered with J.p. Morgan Securities LLC. Paul's professional experience spans several firms including Charles Schwab & Co., Inc. and TD Ameritrade, Inc.. Paul is a licensed professional with Series 7TO, Series 63 and Series 65 licenses and holds active registrations in numerous states. Paul's focus includes portfolio management for businesses and individuals, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
12/16/2022 - Present
J.p. Morgan Securities LLC (Tempe AZ)
TX
07/25/2022 - 08/30/2022
PARK AVENUE SECURITIES LLC (FORT WORTH TX)
TX
03/02/2022 - 04/29/2022
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
04/21/2021 - 04/29/2022
TD AMERITRADE, INC. (Southlake TX)
IA
Issued 11/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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