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Paul Gordon Smith

Osaic Wealth, Inc.

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About Paul Gordon Smith

Paul Smith is a financial advisor with over 25 years of experience in the industry. Paul currently works at Osaic Wealth, Inc. and holds Series 6, 63, and 65 licenses, as well as the SIE exam. Paul has a proven track record of helping individuals and families achieve their financial goals. Paul specializes in financial planning, pension consulting, and portfolio management.

Firm Information

Paul Smith is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Smith’s Registration & Firm History

CO

01/24/2025 - Present

Osaic Wealth, Inc. (DENVER CO)

IN

01/09/2004 - 03/25/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

MA

10/30/1996 - 01/22/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/14/1994 - 12/31/1995

G. R. PHELPS & CO., INC.

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Licenses & Designations

IA

Issued 11/04/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Gordon Smith.
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