Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Gordon Sands is a financial advisor based in Princeton, New Jersey. Paul is currently registered with Enclave Capital LLC, a broker-dealer with offices in Princeton, New Jersey. Paul has been in the industry since 2001 and has worked at other firms including Alternative Asset Investment Management Securities, LLC, Hedge Fund Capital Partners, LLC and Trautman Wasserman & Company, Inc. Paul is a Series 7, 24, 66, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/24/2019 - Present
Enclave Capital LLC (Princeton NJ)
NJ
07/29/2008 - 08/20/2019
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC (PRINCETON NJ)
NY
03/29/2006 - 12/20/2007
HEDGE FUND CAPITAL PARTNERS, LLC (BROOKLYN NY)
NY
12/19/2001 - 12/31/2005
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 05/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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