linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Paul Germain

Foreside Global Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paul? Claim Your Profile

About Paul Germain

Paul Germain is a financial professional with over 20 years of experience in the financial services industry. Paul is currently registered with Foreside Global Services, LLC, which is a full-service firm that provides a wide range of investment services. Paul's previous experience includes working with Stone Ridge Securities LLC and Credit Suisse Securities (USA) LLC. Paul has a wide range of experience and holds several industry licenses, including Series 3, 7, 9, 10, 32, 63, 99TO, and SIE. Paul is a highly qualified and experienced professional who is dedicated to providing his clients with the best possible financial advice and services.

Firm Information

Paul Germain is currently registered with Foreside Global Services, LLC. Foreside Global Services, LLC is a Limited Liability Company formed in January 2012. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Foreside Global Services, LLC has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paul Germain’s Registration & Firm History

NY

01/29/2021 - Present

Foreside Global Services, LLC (New York NY)

NY

01/07/2021 - 01/29/2021

STONE RIDGE SECURITIES LLC (NEW YORK NY)

NY

12/04/2018 - 12/31/2020

STONE RIDGE SECURITIES LLC (NEW YORK NY)

NY

07/29/2013 - 05/08/2015

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC (NEW YORK NY)

NY

04/05/2010 - 05/08/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/03/1997 - 12/08/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

Not sure if Paul Germain is right for you?

Licenses & Designations

BC

Issued 09/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/15/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/21/2018

Series 32 - Limited Futures Exam-Regulation

BC

Issued 05/08/2015

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1997

Series 3 - National Commodity Futures Examination

BC

Issued 08/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Germain.
Not sure if Paul Germain is right for you?