Unclaimed
Paul Gerard Maguire is a registered representative with Finalis Securities LLC. Paul is a registered professional in several states including Arizona, Connecticut, Florida, Georgia, Missouri, New Jersey, and New York. Paul has held previous roles with Raymond C. Forbes & Co., Inc., Christopher J. Forbes, LLC, and Labranche & Co. LLC. Paul has passed the Uniform Securities Agent State Law Examination (Series 63), Uniform Investment Adviser Law Examination (Series 65), Limited Representative-Private Securities Offerings (Series 82TO), and Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2024 - Present
Finalis Securities LLC (New York NY)
NY
07/29/2009 - 10/10/2011
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NJ
02/20/2007 - 10/13/2010
CHRISTOPHER J. FORBES, LLC (LEONARDO NJ)
NY
03/03/2000 - 04/20/2006
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 01/05/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 12/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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