Unclaimed
Paul Gerard Johnson is a registered representative with Sanford C. Bernstein & Co., Llc based in Minneapolis, Minnesota. Paul has been in the securities industry since March 3, 2016. He is licensed to provide securities advice in Minnesota and is also licensed to provide investment advice. Paul has passed the Series 7, Series 9, Series 10, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
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2
MN
03/04/2016 - Present
Sanford C. Bernstein & CO., LLC (MINNEAPOLIS MN)
BC
Issued 03/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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