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Paul George Larosa

Maxim Financial Advisors LLC

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About Paul George Larosa

Paul George Larosa is a financial advisor registered with Maxim Financial Advisors LLC. Paul has been in the industry since 1988. Paul is currently licensed in New Jersey and New York. He holds a number of licenses and certifications, including Series 7, 24, 55, 62, 63, 65 and SIE. Paul's current focus is on providing portfolio management services to individuals and businesses.

Firm Information

Paul Larosa is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Larosa’s Registration & Firm History

NY

07/19/2021 - Present

Maxim Financial Advisors LLC (NEW YORK NY)

NY

09/24/2019 - 10/15/2021

M VEST LLC (NEW YORK NY)

NY

10/29/1999 - 10/25/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

12/09/1988 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 05/02/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2002

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 03/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/22/1990

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1988

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul George Larosa.
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