Unclaimed
Paul Gallucci is a registered representative with R. F. Lafferty & Co., Inc. located in NEW YORK, NY. Paul has passed the Series 63, Series 7TO, and SIE exams. Paul is registered in 12 states and has been in the industry since 2021. Paul specializes in Securities and Investment Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/19/2021 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
BC
Issued 11/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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