Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Gallant is a financial professional with over 20 years of experience in the securities industry. Paul is currently registered with TD Securities (usa) LLC. Paul has a strong background in investment banking and capital markets. Paul has previously worked at Cowen and Company, Guggenheim Securities, LLC, MF Global Inc., Concept Capital Markets, LLC, Sanders Morris Harris Inc., Stanford Group Company, and Charles Schwab & Co., Inc. Paul has a Series 7 and SIE license. Paul is registered with the state of District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
DC
08/09/2016 - 04/11/2024
COWEN AND COMPANY (WASHINGTON DC)
DC
11/18/2011 - 08/05/2016
GUGGENHEIM SECURITIES, LLC (WASHINGTON DC)
DC
11/01/2010 - 12/01/2011
MF GLOBAL INC. (WASHINGTON DC)
DC
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
03/20/2009 - 11/02/2010
SANDERS MORRIS HARRIS INC. (WASHINGTON DC)
DC
11/10/2004 - 03/12/2009
STANFORD GROUP COMPANY (WASHINGTON DC)
TX
03/31/2004 - 11/12/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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