Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Giglio is a financial advisor with over 30 years of experience in the financial services industry. Paul is currently registered with RBC Capital Markets, LLC. Prior to joining RBC Capital Markets, LLC, Paul was a financial advisor with Morgan Stanley and Citigroup Global Markets Inc. Paul has a wide range of experience providing financial advice to individuals, families, businesses, and institutions. Paul holds the Series 7, Series 63, and Series 66 securities licenses. Paul is also a Registered Investment Advisor (IA). Paul is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
12/26/2023 - Present
RBC Capital Markets, LLC (NORWELL MA)
MA
06/01/2009 - 04/01/2019
MORGAN STANLEY (BOSTON MA)
MA
09/21/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
01/31/1994 - 10/03/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
05/25/1990 - 02/08/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
02/28/1989 - 07/11/1990
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
NY
05/21/1987 - 03/15/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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