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Paul Frederick Keane

Empower Financial Services, Inc.

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About Paul Frederick Keane

Paul Frederick Keane is a financial advisor with Empower Financial Services, Inc. Paul has been in the industry since 2014 and is registered with FINRA, the SEC and the state securities regulators in 52 states and Puerto Rico. Paul holds Series 63, Series 7 and Series 6TO securities licenses as well as the SIE. Prior to joining Empower Financial Services, Inc., Paul was an advisor with Vanguard Marketing Corporation.

Firm Information

Paul Keane is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Keane’s Registration & Firm History

MA

03/14/2016 - Present

Empower Financial Services, Inc. (ANDOVER MA)

NC

07/23/2014 - 03/03/2016

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Frederick Keane.
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