Unclaimed
Paul Frederick Keane is a financial advisor with Empower Financial Services, Inc. Paul has been in the industry since 2014 and is registered with FINRA, the SEC and the state securities regulators in 52 states and Puerto Rico. Paul holds Series 63, Series 7 and Series 6TO securities licenses as well as the SIE. Prior to joining Empower Financial Services, Inc., Paul was an advisor with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/14/2016 - Present
Empower Financial Services, Inc. (ANDOVER MA)
NC
07/23/2014 - 03/03/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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